Transition
Transitioning your business doesn't have to be overwhelming. Minimize downtime and
reduce the risk of lost compensation with Fast Start™ Transition Services.
Beginning with a welcome phone call from the Fast Start Transition specialist assigned to
you, you'll have expert guidance throughout the multi-phase transition process - from start
to finish.
Phase I: Before your transition
Speak directly with your Fast Start specialist to:
- Discuss the timeline - from pre-planning to FINRA registration to completing the
transfer of your client accounts
- Verify the licenses, appointments and types of accounts to be transferred
- Determine your start date
Phase II: Transitioning your business
Your Fast Start specialist will work with you to:
- Coordinate resignation with your current broker/dealer
- Submit your U-4 electronically to the FINRA
- Request your insurance company re-appointments
- Send notification to your clients
Phase III: After your move
Introduction and training calls will be scheduled with Woodbury specialists, including:
- Sales Support
- Field Technology
- Compliance
- Brokerage Operations
- Advanced Markets Support
With Fast Start, you will have our undivided attention before, during and after your move.
